Gerald T. Rogers

FIRETHORN WEALTH PARTNERS

Augusta, GA 30904

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CRD#: 2639833

Professional summary

Gerald Thomas Rogers, AIF®, CFP®, who also goes by Jerry Thomas Rogers, is a registered financial advisor currently at FIRETHORN WEALTH PARTNERS, LLC located in Augusta, Georgia and KINGSWOOD CAPITAL PARTNERS, LLC located in Augusta, Georgia.

Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gerald has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.

Question & Answer

What are your service offerings?

Estate Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Education Planning

Investment Planning

Retirement Planning

Retirement Income Management

Long-term Care

Business Succession Planning

Are you a "fiduciary"?

Yes

Aliases

Jerry Thomas Rogers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Firethorn Wealth Partners/Insurance. 08/10/2018. Managing Member. Augusta, GA. 200 hours per month. Advisory asset management services. 140 hours per month during trading hours. Advisor for clients. 2. 1. KINGSWOOD CAPITAL; INVESTMENT RELATED; SAN DIEGO, CA; BROKER DEALER; REGISTERED REPRESENTATIVE; START 8/18/2018; HOURS DEPENDENT ON NEEDS OF CLIENTS. 3. ITrust Advisors LLC- RIA insurance related business, 01/02/2019; 20 hours per month 4. Westminster School Board, 08/01/2023; 4 hours per month 5. Woodgate Property Owners Association; Non-Investment related; Augusta, GA; Home owners association; Treasurer; 1 hour/month; 0 hours during trading hours; pay bills and generate annual financial reports.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Thomas Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

September 4, 2018 - Present

FIRETHORN WEALTH PARTNERS, LLC

Office #1: 2550 Central Avenue, Augusta, GA 30904

RIA

CRD#: 297634

Augusta, GA

Current

August 11, 2018 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 2550 Central Avenue, Augusta, GA 30904

CRD#: 288898

Augusta, GA

Past

March 3, 2016 - May 1, 2017

WEALTHPLAN PARTNERS

RIA

CRD#: 158935

AUGUSTA, GA

Past

July 8, 2010 - August 25, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

AUGUSTA, GA

Past

July 8, 2010 - August 25, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

July 6, 2010 - August 15, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUGUSTA, GA

Past

July 6, 2010 - August 15, 2018

LPL FINANCIAL LLC

CRD#: 6413

AUGUSTA, GA

Past

November 7, 2005 - July 8, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

AUGUSTA, GA

Past

November 2, 2005 - July 8, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

AUGUSTA, GA

Past

February 18, 2003 - November 2, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

AUGUSTA, GA

Past

August 4, 2000 - November 2, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 7, 1995 - August 10, 2000

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRETHORN WEALTH PARTNERS, LLC

CRD#: 297634 / SEC#: 801-113690

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/20/2018)

Arizona
(8/11/2018)

Delaware
(8/11/2018)

Florida
(8/20/2018)

Georgia
(8/11/2018)

IAR

Georgia
(9/4/2018)

North Carolina
(8/11/2018)

Pennsylvania
(8/11/2018)

South Carolina
(8/11/2018)

Texas
(8/11/2018)

IAR

Texas
(7/24/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/19/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/6/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRETHORN WEALTH PARTNERS, LLC

CRD#: 297634 / SEC#: 801-113690

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

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Contact information

Main Address

2550 Central Avenue, Augusta, GA 30904

Mailing Address

Phone number

(706) 426-4243

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE - FIRETHORN WEALTH PARTNERS, LLC (3/18/2025)

Regulatory assets under management

Total Number of Accounts	2,112
AUM (Assets Under Management)	$ 543,566,110

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gerald T. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Thomas Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSWOOD CAPITAL PARTNERS, LLC

WEALTHPLAN PARTNERS

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

Primary Firm SEC Registration

FIRETHORN WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/1995

Series 63

Date: 9/8/1995

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 11/19/2004

Series 7

Date: 9/6/1995

FINRA

Current Firm

FIRETHORN WEALTH PARTNERS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRETHORN WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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