Howard H. Ye
Professional summary
Howard Hong Ye, who also goes by Hong Ye, is a registered financial advisor currently at SKY VISION WEALTH MANAGEMENT CORP. located in Irvine, California and GT SECURITIES, INC. located in Los Angeles, California.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Howard has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Howard Hong Ye's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2022 - Present
SKY VISION WEALTH MANAGEMENT CORP.
Office #1: 780 Roosevelt Unit 211, Irvine, CA 92620March 25, 2025 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094February 1, 2017 - March 31, 2023
SINGPOLI WEALTH MANAGEMENT LLC
March 3, 2014 - January 17, 2017
KEY WEST INVESTMENTS, LLC
September 4, 2012 - May 1, 2013
MAIA SECURITIES, INC.
January 29, 2004 - September 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 29, 2004 - September 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2002 - January 22, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 25, 2002 - January 22, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 24, 1999 - June 27, 2002
MORGAN STANLEY DW INC.
December 17, 1998 - June 27, 2002
MORGAN STANLEY DW INC.
October 6, 1998 - December 10, 1998
U. S. PACIFIC FINANCIAL SERVICES, INC.
January 9, 1998 - November 5, 1998
CAPITAL WORLD SECURITIES CORP
October 9, 1997 - January 23, 1998
ACE DIVERSIFIED CAPITAL, INC.
October 6, 1995 - February 11, 1998
U. S. PACIFIC FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SKY VISION WEALTH MANAGEMENT CORP.
CRD#: 317320 / SEC#: 801-123010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2022)
(3/25/2025)
(11/17/2022)
Exams
FINRA
Current Firm
SKY VISION WEALTH MANAGEMENT CORP.
CRD#: 317320 / SEC#: 801-123010
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 105,972,255 |
Red Flags
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