Shu Yao Wang
Professional summary
Shu Yao Wang, who also goes by Chris Wang, Shu Yao Chris Wang, Shuyao Wang, is a registered financial advisor currently at SYW CAPITAL MANAGEMENT LLC located in Middle Village, New York.
Shu Yao is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Shu Yao has worked at 4 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shu Yao Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2021 - Present
SYW CAPITAL MANAGEMENT LLC
Office #1: 58-19 83rd Street, Middle Village, NY 11379September 11, 1997 - December 1, 2003
WORLDCO, L.L.C.
December 5, 1996 - April 25, 1997
WORLDCO, L.L.C.
May 7, 1996 - December 5, 1996
AMERICORP SECURITIES, INC.
September 26, 1995 - April 24, 1996
GRUNTAL & CO., L.L.C.
July 28, 1995 - August 9, 1995
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2021)
Exams
Series 55
Date: 9/18/2003
Limited Representative-Equity Trader ExamCurrent Firm
SYW CAPITAL MANAGEMENT LLC
CRD#: 287956 / SEC#:
Contact information
Red Flags
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