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BF

Brent T. Farrimond

Some features on this profile are disabled
CRD#: 2639286
BF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brent Todd Farrimond was a registered financial professional .

Brent is a previously registered financial professional and started their career in finance in 1995. Brent had worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 4, 2024 - November 24, 2025

GLOBAL WEALTH ADVISORS

RIA
CRD#: 147800
San Antonio, TX
Past

December 14, 2021 - August 15, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
SAN ANTONIO, TX
Past

December 14, 2021 - August 15, 2025

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
SAN ANTONIO, TX
Past

August 19, 2019 - June 17, 2020

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
SAN ANTONIO, TX
Past

October 15, 2013 - June 17, 2020

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
SAN ANTONIO, TX
Past

October 15, 2013 - June 17, 2020

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

April 18, 2013 - October 18, 2013

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
SAN ANTONIO, TX
Past

September 6, 2007 - October 18, 2013

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
SAN ANTONIO, TX
Past

December 4, 2006 - May 9, 2013

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
SAN ANTONIO, TX
Past

October 2, 1997 - December 31, 2007

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

November 9, 1995 - July 14, 1997

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

September 28, 1995 - October 26, 1995

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 28, 1995 - October 26, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/1/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/9/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/11/2014
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/27/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/3/2023
General Securities Principal Examination

Current Firm

GW
GLOBAL WEALTH ADVISORS
GLOBAL WEALTH ADVISORS | GW ADVISORS, LLC

CRD#: 147800 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (12/31/2025 Terminated)
Texas
Registered Investment Advisory firm - (12/31/2025 Termination Requested)
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Contact information

Main Address
4400 State Highway 121 Suite 200, Lewisville, TX 75056
Mailing Address
Phone number
(972) 930-1238
Established
Firm type
Fiscal year end
# of Employees
16

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL WEALTH ADVISORS

CRD#: 147800

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