Fernanda M. Hailey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fernanda Martins Hailey, who also goes by Fernanda Martins Barros, Fern Hailey, was a registered financial professional .
Fernanda is a previously registered financial professional and started their career in finance in 1995. Fernanda had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2020 - December 31, 2023
LAFFER TENGLER INVESTMENTS, INC.
February 10, 2020 - June 23, 2020
CETERA INVESTMENT SERVICES LLC
July 14, 2008 - March 11, 2010
AMFIN INVESTMENT SERVICES, INC.
December 16, 2005 - February 21, 2007
BMO HARRIS FINANCIAL ADVISORS, INC.
November 16, 2005 - December 31, 2005
HARRISDIRECT LLC
July 10, 2003 - November 11, 2004
BANC ONE SECURITIES CORPORATION
May 17, 2002 - November 18, 2002
CIBC WORLD MARKETS CORP.
March 21, 1997 - May 23, 2002
PERSHING LLC
May 6, 1996 - November 18, 1996
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
November 16, 1995 - April 3, 1996
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
LAFFER TENGLER INVESTMENTS, INC.
CRD#: 108068 / SEC#: 801-56953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/10/2020
General Securities Representative ExaminationCurrent Firm
LAFFER TENGLER INVESTMENTS, INC.
CRD#: 108068 / SEC#: 801-56953
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 673 |
| AUM (Assets Under Management) | $ 622,024,616 |
Red Flags
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