Jessie A. Fabiano
Professional summary
Jessie Anthony Fabiano, who also goes by Jessie A Fabiano, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Thibodaux, Louisiana.
Jessie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jessie has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jessie Anthony Fabiano's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jessie Anthony Fabiano's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2013 - Present
MONEY CONCEPTS CAPITAL CORP
December 16, 2013 - Present
MONEY CONCEPTS CAPITAL CORP
July 30, 2013 - December 17, 2013
INVESTMENT PROFESSIONALS, INC.
July 30, 2013 - December 17, 2013
INVESTMENT PROFESSIONALS, INC.
September 22, 2008 - July 31, 2013
MONEY CONCEPTS CAPITAL CORP
September 22, 2008 - July 31, 2013
MONEY CONCEPTS CAPITAL CORP
February 23, 2005 - September 26, 2008
VOYA FINANCIAL ADVISORS, INC.
December 1, 2004 - September 26, 2008
VOYA FINANCIAL ADVISORS, INC.
May 24, 2004 - December 3, 2004
MSI FINANCIAL SERVICES, INC.
April 22, 2004 - December 3, 2004
METROPOLITAN LIFE INSURANCE COMPANY
April 22, 2004 - December 3, 2004
MSI FINANCIAL SERVICES, INC.
August 19, 2002 - April 20, 2004
MONEY CONCEPTS CAPITAL CORP
October 31, 2001 - November 2, 2001
CETERA ADVISORS LLC
October 1, 2001 - August 19, 2002
IFG NETWORK SECURITIES, INC.
August 10, 1999 - October 2, 2001
LEGEND EQUITIES CORPORATION
July 10, 1998 - August 28, 1999
HARGER AND COMPANY, INC.
October 30, 1997 - July 27, 1998
WMA SECURITIES, INC.
May 14, 1997 - November 14, 1997
UBS FINANCIAL SERVICES INC.
May 15, 1996 - May 12, 1997
SECURITIES AMERICA, INC.
March 4, 1996 - May 17, 1996
CAPITAL ONE INVESTMENTS, LLC
September 27, 1995 - January 30, 1996
EDWARD JONES
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2013)
(12/16/2013)
(11/28/2018)
(1/3/2014)
Exams
FINRA
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
