Sean C. Cauvel

WESTMOUNT PARTNERS

Los Angeles, CA 90067

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CRD#: 2638565

Professional summary

Sean Christian Cauvel, CFP®, who also goes by Sean C Cauvel, is a registered financial advisor currently at WESTMOUNT PARTNERS, LLC located in Los Angeles, California.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Sean has worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean C Cauvel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Christian Cauvel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

November 9, 2011 - Present

WESTMOUNT PARTNERS, LLC

Office #1: 2049 Century Park East Suite 2500, Los Angeles, CA 90067

RIA

CRD#: 158857

Los Angeles, CA

Past

June 22, 2009 - December 5, 2011

WESTMOUNT ASSET MANAGEMENT INC

RIA

CRD#: 104665

LOS ANGELES, CA

Past

July 1, 1996 - January 4, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

August 10, 1995 - July 1, 1996

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTMOUNT PARTNERS, LLC

WESTMOUNT ASSET MANAGEMENT, LLC | WESTMOUNT PARTNERS, LLC

CRD#: 158857 / SEC#: 801-72739

RIA

Registered Investment Advisory firm - (10/19/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/9/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/9/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/20/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WESTMOUNT PARTNERS, LLC

WESTMOUNT ASSET MANAGEMENT, LLC | WESTMOUNT PARTNERS, LLC

CRD#: 158857 / SEC#: 801-72739

RIA

Registered Investment Advisory firm - (10/19/2011 Approved)

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Contact information

Main Address

2049 Century Park East Suite 2500, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 556-2502

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTMOUNT PARTNERS, LLC FORM ADV PART 2A - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,595
AUM (Assets Under Management)	$ 5,202,679,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean C. Cauvel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Christian Cauvel's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTMOUNT PARTNERS, LLC

WESTMOUNT ASSET MANAGEMENT INC

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE SECURITIES, LLC

Primary Firm SEC Registration

WESTMOUNT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/1996

Series 6

Date: 8/9/1995

Series 26

Date: 11/20/1995

Current Firm

WESTMOUNT PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTMOUNT PARTNERS, LLC

TRUST BUT VERIFY

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