JP
Jason H. Pai
GOLDMAN SACHS & CO. LLC
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 2638529
JP
Professional summary
Jason Hyung Pai, who also goes by Jason Hyung Pai, Jason Pai, is a registered financial professional currently at GOLDMAN SACHS & CO. LLC located in Los Angeles, California.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jason Hyung Pai | Jason Pai
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business, K J P IRA, Whether the business is investment-related,Yes, Address of the other business: Irvine, CA 92612, Nature of the other business, Aunt's personal IRA account,Your positionTrading Authorization/POATitle, or relationship with the other businessPOA for my aunt's IRA accountStart date of your relationship2020Approximate number of hours/month you devote to the other business1Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessHelp manage the day to day account maintenance.Name of the other businessKJP Trust U/A DTD 12/20/2000Whether the business is investment-relatedYesAddress of the other business Irvine, CA 92612Nature of the other businessAunt's personal trust accountsYour positionTrading Authorization and Co-TrusteeTitle, or relationship with the other businessCo Trustee for my aunt's trustStart date of your relationship2020Approximate number of hours/month you devote to the other business1Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessHelp manage the day to day account maintenance.Name of the other business; K J P, Whether the business is investment-relatedNoAddress of the other business, Irvine, CA 92612,Nature of the other businessReceive compensation from my aunt's long term care policy. Your positionPart time in home care providerTitle, or relationship with the other businessNephew for my aunt.Start date of your relationship2023Approximate number of hours/month you devote to the other business20Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessI provide in home care for my aunt who is 80 years old with medication prescription pickup, laundry, cleaning, food prep, housekeeping and basic care. I am compensated by my aunt's long term care policy for the time I provide these services. Majority of the time are on the weekends/holidays or after working hours. I*1809359, Entity Type: Non Profit, Name of OBA: Allianz LTC, Address: Irvine, CA, 92612, Investment Related: No, Position, Title, Association: In home care provider, Employee Start Date: 09/2023, No Hours: 40+hrs/mo, No Hours during trading: 0, Duties: Provide care for my 80 year old aunt.
CRS (Client Relationship Summary) - BD
Click below to view Jason Hyung Pai's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2025 - Present
GOLDMAN SACHS & CO. LLC
Office #1: 10100 Santa Monica Blvd Suite #2600, Los Angeles, CA 90067RIA
BD
CRD#: 361
Los Angeles, CA
Past
April 30, 2024 - April 29, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LOS ANGELES, CA
Past
April 30, 2024 - April 29, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LOS ANGELES, CA
Past
March 30, 2018 - November 6, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
LOS ANGELES, CA
Past
March 30, 2018 - November 6, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LOS ANGELES, CA
Past
August 31, 2016 - April 4, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WOODLAND HILLS, CA
Past
August 24, 2016 - April 4, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WOODLAND HILLS, CA
Past
May 6, 2005 - May 11, 2016
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
LOS ANGELES, CA
Past
May 6, 2005 - May 11, 2016
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
LOS ANGELES, CA
Past
January 1, 2005 - April 15, 2005
THE SEIDLER COMPANIES INCORPORATED
BD
CRD#: 3911
LOS ANGELES, CA
Past
May 12, 2004 - April 26, 2005
STONNINGTON GROUP, LLC
RIA
CRD#: 131221
LOS ANGELES, CA
Past
July 7, 2000 - January 14, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
May 12, 1999 - July 27, 2000
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
NEW YORK, NY
Past
August 5, 1998 - April 12, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 6, 1996 - March 19, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC | MARCUS INVEST OFFERING OF GOLDMAN SACHS & CO. LLC | GOLDMAN, SACHS & CO. | GOLDMAN SACHS ASSET MANAGEMENT ("GSAM")
CRD#: 361 / SEC#: 801-16048, 8-129
RIA
Registered Investment Advisory firm - SEC (5/13/1981 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/19/2025)
RR
Alaska(5/19/2025)
RR
Arizona(5/19/2025)
RR
Arkansas(5/19/2025)
RR
California(5/19/2025)
RR
Colorado(5/19/2025)
RR
Connecticut(5/19/2025)
RR
Delaware(5/19/2025)
RR
District of Columbia(5/19/2025)
RR
Florida(5/19/2025)
RR
Georgia(5/19/2025)
RR
Hawaii(5/19/2025)
RR
Idaho(5/19/2025)
RR
Illinois(5/19/2025)
RR
Indiana(5/19/2025)
RR
Iowa(5/19/2025)
RR
Kansas(5/19/2025)
RR
Kentucky(5/19/2025)
RR
Louisiana(5/19/2025)
RR
Maine(5/19/2025)
RR
Maryland(5/19/2025)
RR
Massachusetts(5/19/2025)
RR
Michigan(5/19/2025)
RR
Minnesota(5/19/2025)
RR
Mississippi(5/19/2025)
RR
Missouri(5/19/2025)
RR
Montana(5/19/2025)
RR
Nebraska(5/19/2025)
RR
Nevada(5/19/2025)
RR
New Hampshire(5/19/2025)
RR
New Jersey(5/19/2025)
RR
New Mexico(5/19/2025)
RR
New York(5/19/2025)
RR
North Carolina(5/19/2025)
RR
North Dakota(5/19/2025)
RR
Ohio(5/19/2025)
RR
Oklahoma(5/19/2025)
RR
Oregon(5/19/2025)
RR
Pennsylvania(5/19/2025)
RR
Puerto Rico(5/19/2025)
RR
Rhode Island(5/19/2025)
RR
South Carolina(5/19/2025)
RR
South Dakota(5/19/2025)
RR
Tennessee(5/19/2025)
RR
Texas(5/19/2025)
RR
Utah(5/19/2025)
RR
Vermont(5/19/2025)
RR
Virgin Islands(5/19/2025)
RR
Virginia(5/19/2025)
RR
Washington(5/19/2025)
RR
West Virginia(5/19/2025)
RR
Wisconsin(5/19/2025)
RR
Wyoming(5/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/30/1996
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC | MARCUS INVEST OFFERING OF GOLDMAN SACHS & CO. LLC | GOLDMAN, SACHS & CO. | GOLDMAN SACHS ASSET MANAGEMENT ("GSAM")
CRD#: 361 / SEC#: 801-16048, 8-129
RIA
Registered Investment Advisory firm - SEC (5/13/1981 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 West Street, New York, NY 10282
Mailing Address
111 South Main Street, Salt Lake City, UT 84111
Phone number
(212) 902-1000
Established
New York since 01/03/1927
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
3,704
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GOLDMAN SACHS GROUP, INC. | CLASS A MEMBER | |
| COLEMAN, DENIS PATRICK III | MANAGING DIRECTOR, MANAGER | 2782373 |
| DOYLE, BRIAN RICHARD | MANAGING DIRECTOR, CFO | 6003685 |
| GREEFF, BRIAN MICHAEL | CO-PRINCIPAL OPERATIONS OFFICER | 4273392 |
| MATTHIAS, THOMAS FAIRBANKS | CHIEF COMPLIANCE OFFICER | 2872690 |
| MCCASKILL, MARK | MANAGING DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 3272131 |
| RUEMMLER, KATHRYN HELEN | MANAGING DIRECTOR, CLO, MANAGER | 7250761 |
| SOLOMON, DAVID MICHAEL | MANAGING DIRECTOR, MANAGER | 1616414 |
| VENEZIA, CARMINE ANTHONY | CHIEF COMPLIANCE OFFICER | 4117304 |
| WALDRON, JOHN EDWARD | MANAGING DIRECTOR, CEO, MANAGER | 2569337 |
Regulatory assets under management
| Total Number of Accounts | 42,138 |
| AUM (Assets Under Management) | $ 233,155,693,023 |
Disclosures
| Regulatory Event | 409 |
| Civil Event | 4 |
| Arbitration | 20 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 09/25/2024 | ||
| 11/17/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
