Robert J. Roman
Professional summary
Robert John Roman JR, who also goes by Robert John Romanjr, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Bettendorf, Iowa.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert John Roman JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2001 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 3484 Glenbrook Circle North, Bettendorf, IA 52722April 12, 1999 - September 28, 2001
EISNER SECURITIES, INC.
August 8, 1995 - March 29, 1999
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2023)
(8/14/2013)
(5/25/2007)
(4/30/2025)
(7/18/2007)
(4/26/2007)
(4/9/2007)
(8/22/2017)
(8/22/2025)
(9/29/2001)
(6/11/2007)
(9/29/2001)
(7/16/2018)
(7/20/2018)
(6/11/2007)
(5/7/2007)
(4/26/2007)
(9/22/2014)
(4/23/2015)
(11/12/2021)
(8/21/2007)
(1/10/2022)
(11/12/2021)
(6/21/2023)
(1/6/2014)
(5/7/2007)
(3/6/2019)
(6/21/2007)
(1/4/2023)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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Company Information
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191Bettendorf, IA 52722TRUST BUT VERIFY
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