Kevin V. Kirk

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CRD#: 2637985

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin V Kirk, who also goes by Kevin VIncent Kirk, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 55, Series 7, Series 24, Series 4 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Vincent Kirk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) SCARBOROUGH CAPITAL MANAGMENT POSITION: CHIEF COMPLIANCE OFFICER. NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 05/26/2022 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: RIA.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 1, 2023 - April 18, 2024

SCARBOROUGH CAPITAL MANAGEMENT

RIA

CRD#: 169517

ANNAPOLIS, MD

Past

July 29, 2022 - March 17, 2023

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Annapolis, MD

Past

April 17, 2007 - March 11, 2011

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

ROCKVILLE, MD

Past

January 8, 2007 - March 11, 2011

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

September 7, 2004 - January 5, 2007

SCOTTRADE, INC.

CRD#: 8206

VIENNA, VA

Past

July 12, 2000 - November 29, 2002

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

September 20, 1995 - July 12, 2000

CALVERT INVESTMENT DISTRIBUTORS, INC.

CRD#: 37527

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/27/2023

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/16/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/28/2022

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 9/27/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/19/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/5/2008

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 5/9/2007

Municipal Securities Principal Examination

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

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Contact information

Main Address

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

Mailing Address

Phone number

(410) 573-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCM 2025 FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2,056
AUM (Assets Under Management)	$ 1,399,926,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin V. Kirk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

SCOTTRADE, INC.

THE ADVISORS GROUP, INC.

CALVERT INVESTMENT DISTRIBUTORS, INC.

Primary Firm SEC Registration

SCARBOROUGH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/27/2023

Series 65

Date: 4/16/2007

Series 63

Date: 7/21/2000

Series 7TO

Date: 7/28/2022

Series 55

Date: 9/27/2000

Series 7

Date: 9/19/1995

Series 24

Date: 9/9/2022

Series 4

Date: 9/5/2008

Series 53

Date: 5/9/2007

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCARBOROUGH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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