Marta Otero
Professional summary
Marta Otero, who also goes by Marta Holt, Marta Otero, Marta Otero-holt, is a registered financial professional currently at PWA SECURITIES, LLC located in Miami, Florida.
Marta is registered as a RR (Registered Representative) and started their career in finance in 1995. Marta has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marta Otero's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2023 - Present
PWA SECURITIES, LLC
Office #1: 9200 S Dadeland Blvd., Suite 412, Miami, FL 33156October 2, 2020 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 13, 2013 - October 2, 2020
RAYMOND JAMES & ASSOCIATES, INC.
October 19, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
January 23, 2002 - October 19, 2009
COLONIAL BROKERAGE, INC.
July 18, 2000 - January 22, 2002
FISERV INVESTOR SERVICES, INC.
July 29, 1998 - July 11, 2000
TRUIST INVESTMENT SERVICES, INC.
May 16, 1997 - March 3, 1998
BARNETT INVESTMENTS, INC.
August 30, 1995 - May 6, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2023)
(8/25/2023)
(8/25/2023)
(10/4/2023)
(8/25/2023)
(8/25/2023)
(8/25/2023)
Exams
FINRA
Current Firm
PWA SECURITIES, LLC
CRD#: 321974 / SEC#: , 8-70938
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PWA HOLDINGS, LLC | MEMBER | |
| DONELSON, LISA ANTOINETTE | COMPLIANCE OFFICER | 2248926 |
| HEDIGER, LEE FREDERICK | BOARD OF DIRECTORS | 2696174 |
| MOLL, TODD ANTHONY | BOARD OF DIRECTORS | 2134560 |
| ROSANEL, JOSEPH PINHAS | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6215325 |
| SAKA, JOSEPH LESTER | BOARD OF DIRECTORS | 7704169 |
| SCANLAN, THOMAS JOSEPH | PRESIDENT, CHIEF COMPLIANCE OFFICER, COO, MUNI PRINCIPAL, REGISTERED OPTIONS PRINCIPAL, POO | 3182780 |
Red Flags
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Company Information
PWA SECURITIES, LLC
CRD#: 321974Miami, FL 33156TRUST BUT VERIFY
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