Thomas V. Abbatiello

NETWORK 1 FINANCIAL SECURITIES

Red Bank, NJ 07701

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CRD#: 2637784

Professional summary

Thomas Vincent Abbatiello, who also goes by Thomas V Abbatiello, Thomas Abbatiello, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1996. Thomas has worked at 10 firms and has passed the Series 63, Series 6TO, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas V Abbatiello | Thomas Abbatiello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Vincent Abbatiello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2024 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

Past

January 16, 2024 - April 26, 2024

LS SECURITIES, LLC

CRD#: 296764

PARSIPPANY, NJ

Past

January 25, 2023 - July 6, 2023

UNITED FIRST PARTNERS LLC

CRD#: 155456

NEW YORK, NY

Past

February 18, 2022 - June 6, 2022

MURIEL SIEBERT & CO., LLC

CRD#: 5376

Jersey City, NJ

Past

May 24, 2021 - March 4, 2022

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

February 4, 2020 - May 25, 2021

QUINT CAPITAL CORPORATION

CRD#: 26586

NEW YORK, NY

Past

September 7, 2017 - July 12, 2018

NYLIFE SECURITIES LLC

CRD#: 5167

EDISON, NJ

Past

June 5, 2017 - August 2, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

DEAL, NJ

Past

May 21, 1997 - September 30, 2016

PETERSEN INVESTMENTS, INC.

CRD#: 38537

WALL, NJ

Past

September 5, 1996 - May 22, 1997

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(4/29/2024)

Exams

State Security Law Exam

Series 63

Date: 9/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/3/2020

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/21/1998

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas V. Abbatiello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Vincent Abbatiello's CRS (Customer Relationship Summary).

Certified licenses

Experience

LS SECURITIES, LLC

UNITED FIRST PARTNERS LLC

MURIEL SIEBERT & CO., LLC

AEGIS CAPITAL CORP.

QUINT CAPITAL CORPORATION

NYLIFE SECURITIES LLC

J.P. MORGAN SECURITIES LLC

PETERSEN INVESTMENTS, INC.

JOSEPHTHAL & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/1996

Series 6TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 7/12/2018

Series 7

Date: 9/4/1996

Series 53

Date: 12/3/2020

Series 24

Date: 11/21/1998

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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