Joseph M. Flynn

FLYNN CAPITAL MANAGEMENT LLC

Severna Park, MD

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CRD#: 2637493

Professional summary

Joseph Michael Flynn, who also goes by Joe Flynn, is a registered financial advisor currently at FLYNN CAPITAL MANAGEMENT LLC located in Severna Park, Maryland.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joseph has worked at 4 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Flynn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Non-Alcoholic Beverage maker

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Flynn's CRS (Customer Relationship Summary).

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ANNAPOLIS, MD

Past

February 21, 2006 - April 24, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 15, 1998 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 3/8/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/14/1998

General Securities Representative Examination

Current Firm

FLYNN CAPITAL MANAGEMENT LLC

CRD#: 155726 / SEC#:

Maryland

Registered Investment Advisory firm - (12/9/2010 Approved)

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Contact information

Main Address

Severna Park, MD

Mailing Address

Phone number

(410) 544-3090

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 23,217,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph M. Flynn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Flynn's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLYNN CAPITAL MANAGEMENT LLC

FLYNN CAPITAL MANAGEMENT LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2007

Series 63

Date: 8/20/1998

Series 55

Date: 3/8/2000

Series 7

Date: 5/14/1998

Current Firm

FLYNN CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLYNN CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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