GW
Gregory A. Wittland
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Quincy, IL 62301
Some features on this profile are disabled
CRD#: 2637317
GW
Professional summary
Gregory Alan Wittland, CFP®, ChFC® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Quincy, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Quincy, Illinois.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/01/2016 AS ADVISORY REP OF A RIA. INV REL, 100 HR/YR 100/TRADING 2) GREG WITTLAND, INDEPENDENT INSURANCE AGENT, 1200 HAMPSHIRE, QUINCY, IL, 4/01/2016 SELLING HEALTH, MEDICARE SUPPLEMENT, LTD, LTC & FIXED INSURANCE PRODUCTS THROUGH INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/WK - 5/TRADING. 3) QUINCY CURSILLO NFP, QUINCY, IL, 4/01/2016 AS APPLICATIONS COMMITTEE MEMBER, NIR, 60 HR/YR 0/TRADING 4) GREGORY WITTLAND, 2192 WILMAR CT, QUINCY, IL, POA, EXECUTOR, TRUSTEE, 03/23/20, NIR, 1/MO 1/TRADING 5) GREG WITTLAND, 2192 Wilmar Ct, Quincy IL 62301, United States, 04/01/2016, Owner, Tax Services, NIR, 5 HR/MO - 0 HR/MO TRADING 6) BLESSED SACRAMENT CHURCH, 1119 SOUTH 7TH, QUINCY, IL, BOARD MEMBER OF NON-PUBLIC ENTITY, STEWARDSHIP COMMITTEE MEMBER, 04/01/16, NIR, 50 HR/YR 0/TRADING HR 7) ST. VINCENT DEPAUL COMMITTEE, 1119 SOUTH 7TH ST, QUINCY IL, VOLUNTEER, CHARITABLE, 03/2024, NIR, 5 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Alan Wittland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
April 1, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1200 Hampshire St., Quincy, IL 62301RIA
CRD#: 134139
Quincy, IL
Current
April 1, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1200 Hampshire St., Quincy, IL 62301BD
CRD#: 39543
Quincy, IL
Past
December 14, 2009 - April 14, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
QUINCY, IL
Past
September 4, 2009 - April 14, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
QUINCY, IL
Past
March 20, 2009 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
QUINCY, IL
Past
February 26, 2009 - March 19, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
QUINCY, IL
Past
November 4, 2008 - March 19, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
QUINCY, IL
Past
July 25, 2000 - November 3, 2008
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
QUINCY, IL
Past
October 28, 1998 - March 1, 2005
HEARTLAND FINANCIAL ADVISORS
RIA
CRD#: 123614
QUINCY, IL
Past
August 8, 1995 - November 3, 2008
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
QUINCY, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(4/1/2016)
IAR
Illinois(4/1/2016)
RR
Missouri(4/1/2016)
RR
North Carolina(4/1/2016)
RR
South Carolina(4/1/2016)
RR
South Dakota(3/1/2022)
RR
Tennessee(5/9/2016)
RR
Utah(4/1/2023)
RR
Wisconsin(4/1/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
