Salvatore A. Barravecchia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore A Barravecchia, who also goes by S. A Barravecchia, Salvatore Anthony Barravecchia, Salvatore Barravecchia, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1995. Salvatore had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2020 - May 16, 2022
BULLDOG INVESTORS, LLP
June 21, 2018 - October 27, 2020
PARK AVENUE SECURITIES LLC
April 25, 2018 - October 27, 2020
PARK AVENUE SECURITIES LLC
January 22, 2015 - February 26, 2018
KELLEHER FINANCIAL ADVISORS, LLC
December 8, 2014 - February 26, 2018
WALL STREET ACCESS
April 23, 2013 - February 6, 2015
LEGEND FINANCIAL MANAGEMENT
July 1, 2008 - December 9, 2014
LEGEND SECURITIES, INC.
April 21, 2008 - July 2, 2008
KERN, SUSLOW SECURITIES, INC.
September 18, 2006 - April 14, 2008
SETON SECURITIES GROUP, INC.
April 7, 2005 - September 18, 2006
MAGNA
February 14, 2002 - April 1, 2005
PRIME EXECUTIONS, INC.
September 4, 1998 - February 5, 2002
WALL STREET ACCESS
May 22, 1996 - August 24, 1998
MIDWOOD SECURITIES, INC.
July 13, 1995 - August 16, 1995
W.J. NOLAN & COMPANY, INC.
Primary Firm SEC Registration
BULLDOG INVESTORS, LLP
CRD#: 151585 / SEC#: 801-70596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/16/2023
General Securities Representative ExaminationSeries 6TO
Date: 7/16/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 57TO
Date: 7/16/2023
Securities Trader ExamSeries 55
Date: 6/9/1998
Limited Representative-Equity Trader ExamCurrent Firm
BULLDOG INVESTORS, LLP
CRD#: 151585 / SEC#: 801-70596
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 227 |
| AUM (Assets Under Management) | $ 455,995,108 |
Red Flags
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