Peter N. Vandermeer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Nicolaas Vandermeer, who also goes by Peter Nicholaas Vandermeer, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1995. Peter had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2017 - August 31, 2021
STORMHARBOUR SECURITIES LP
January 13, 2016 - January 5, 2017
SILVER LANE ADVISORS LLC
June 13, 2012 - March 5, 2015
GUGGENHEIM SECURITIES, LLC
March 27, 2002 - June 14, 2012
B. RILEY SECURITIES, INC.
July 9, 1995 - May 7, 1996
JPMSI
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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