Christian M. Harsch
Professional summary
Christian Michael Harsch, who also goes by Chris Harsch, is a registered financial professional currently at BA SECURITIES, LLC located in Wexford, Pennsylvania.
Christian is registered as a RR (Registered Representative) and started their career in finance in 1995. Christian has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christian Michael Harsch's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2013 - Present
BA SECURITIES, LLC
Office #1: 200 Wallace Road, Wexford, PA 15090August 14, 2009 - December 31, 2012
PRIMESOLUTIONS SECURITIES, INC.
November 3, 2005 - April 9, 2009
BPU INVESTMENT MANAGEMENT INC.
March 19, 2002 - October 24, 2003
WALNUT STREET SECURITIES, INC.
July 15, 1996 - June 26, 2000
TD AMERITRADE, INC.
August 21, 1995 - September 25, 1995
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2023)
(8/7/2017)
(1/28/2013)
(1/2/2025)
(2/20/2024)
(11/6/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 5/14/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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