Clark A. Spurrier
Professional summary
Clark Andrew Spurrier is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in New York, New York.
Clark is registered as a RR (Registered Representative) and started their career in finance in 1995. Clark has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clark Andrew Spurrier's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2022 - Present
LINCOLN INTERNATIONAL LLC
Office #1: 299 Park Ave. 7th Floor, New York, NY 10171January 22, 2016 - October 28, 2022
SPURRIER CAPITAL PARTNERS LLC
September 11, 2009 - December 1, 2014
WATERFORD CAPITAL, INC.
January 14, 2008 - March 17, 2009
OPPENHEIMER & CO. INC.
March 4, 2005 - January 14, 2008
CIBC WORLD MARKETS CORP.
December 4, 2001 - October 16, 2002
THOMAS WEISEL PARTNERS LLC
April 8, 1999 - May 15, 2001
MORGAN STANLEY & CO. LLC
November 17, 1995 - August 27, 1998
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2022)
(9/29/2022)
(5/13/2022)
(5/13/2022)
(5/13/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LINCOLN INTERNATIONAL LLC
CRD#: 42045 / SEC#: , 8-49671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN INTERNATIONAL, LP | SOLE MEMBER | |
| BARR, ROBERT BRUCE | MANAGING MEMBER | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| KAHN, RONALD ALAN | EXECUTIVE COMMITTEE MEMBER | 1701384 |
| LAWSON, LAWRENCE JAMES III | MANAGING MEMBER, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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