Michael T. Pinto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Pinto was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 99, Series 55, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2019 - February 21, 2023
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
October 1, 2018 - March 18, 2019
MORGAN STANLEY
December 20, 2017 - March 18, 2019
MORGAN STANLEY & CO. LLC
July 1, 1999 - July 1, 2002
DEUTSCHE IXE, LLC
February 11, 1997 - April 10, 1997
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
April 24, 1996 - February 19, 1997
TEXAS CAPITAL SECURITIES, INC.
September 25, 1995 - April 26, 1996
GLOBAL STRATEGIES GROUP, INC.
July 19, 1995 - October 3, 1995
A. R. BARON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/11/1999
Limited Representative-Equity Trader ExamCurrent Firm
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
CRD#: 25567 / SEC#: , 8-41811
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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