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Christopher Robert Vanstelle

CRD# 2635986·Registered 1995 - 2016
Suspended: Christopher Robert Vanstelle was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Christopher Robert Vanstelle was a registered financial advisor. Christopher was a previously registered financial advisor and started their career in finance 1995 - 2016. Christopher had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

STEELPOINT SECURITIES, LLC·CRD# 155847
BD
San Diego, CA
August 3, 2011 - February 5, 2016
WBB SECURITIES, LLC·CRD# 118440
RIA
San Diego, CA
June 17, 2004 - November 3, 2010
WBB SECURITIES, LLC·CRD# 118440
BD
San Diego, CA
January 3, 2002 - November 3, 2010
PACIFIC AMERICAN SECURITIES, LLC·CRD# 42999
BD
San Diego, CA
June 28, 1999 - February 15, 2002
ZA ASSOCIATES, INC.·CRD# 7850
BD
Morristown, NJ
September 16, 1998 - June 28, 1999
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
December 1, 1997 - September 10, 1998
PIM FINANCIAL SERVICES, INC.·CRD# 10547
BD
San Marcos, CA
April 3, 1996 - December 2, 1997
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
July 19, 1995 - January 12, 1996

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Current Firm

SS
STEELPOINT SECURITIES, LLC

STEELPOINT SECURITIES, LLC

CRD#: 155847 / SEC#: 8-68744
BD
Terminated by SEC on 03/22/2016

Contact Information

Established

California since 12/01/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MAA CAPITAL GROUP, LTD.SHAREHOLDER—
THE VANSTELLE FAMILY TRUST, CHRISTOPHER R. AND TARA C. VAN STELLE, TRUSTEESSHAREHOLDER—
MORETTO, MARIOMANAGING MEMBER, PRESIDENT2903736
TRACTENBERG, ELIZABETH MARIEFINOP, CFO4577334
VANSTELLE, CHRISTOPHER ROBERTCEO, CCO, MANAGING MEMBER2635986

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2003About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1998About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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