Eugene A. O'brien Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Andrew O'brien Jr., who also goes by Eugene Andrew O'brien, Eugene Andrew Obrien, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1995. Eugene had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2019 - May 11, 2023
METLIFE INVESTMENTS SECURITIES, LLC
February 17, 2016 - April 22, 2019
MAN INVESTMENTS INC.
December 17, 2013 - February 10, 2016
NYLIFE SECURITIES LLC
November 27, 2013 - April 28, 2014
NYLIFE DISTRIBUTORS LLC
August 22, 2011 - October 28, 2013
PARK AVENUE SECURITIES LLC
July 11, 2011 - October 28, 2013
GUARDIAN INVESTOR SERVICES LLC
January 5, 2007 - May 30, 2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 5, 2007 - June 9, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 5, 2007 - June 9, 2011
PRUCO SECURITIES, LLC.
June 14, 2001 - January 11, 2002
PRUDENTIAL EQUITY GROUP, LLC
March 28, 2000 - June 21, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 18, 1998 - February 15, 2000
PRUCO SECURITIES, LLC.
April 10, 1997 - November 17, 1997
RYAN BECK & CO.
November 7, 1995 - February 27, 1996
LCP CAPITAL CORP.
October 25, 1995 - November 20, 1995
H.J. MEYERS & CO., INC.
July 24, 1995 - September 27, 1995
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
