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VD

Vincent Ditaranto

VP DISTRIBUTORS LLC
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 2634924
VD

Professional summary


Vincent Ditaranto, CFP® is a registered financial professional currently at VP DISTRIBUTORS LLC located in New York, New York.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 1995. Vincent has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Vincent Ditaranto's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

December 2, 2019 - Present

VP DISTRIBUTORS LLC

Office #1: 1301 Avenue Of The Americas 14th Floor, New York, NY 10019
BD
CRD#: 3036
NEW YORK, NY
Past

June 29, 2015 - December 2, 2019

ETF DISTRIBUTORS LLC

BD
CRD#: 166181
NEW YORK, NY
Past

June 20, 2014 - June 12, 2015

ESSEX NATIONAL SECURITIES, LLC

RIA
CRD#: 25454
BROOKLYN, NY
Past

June 19, 2014 - June 12, 2015

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
BROOKLYN, NY
Past

December 12, 2013 - June 20, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
BROOKLYN, NY
Past

December 10, 2013 - June 20, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
BROOKLYN, NY
Past

April 26, 2012 - December 18, 2013

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
BROOKLYN, NY
Past

April 26, 2012 - December 18, 2013

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BROOKLYN, NY
Past

March 3, 2011 - October 3, 2011

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
NEW YORK, NY
Past

September 1, 2009 - February 24, 2011

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

August 14, 2009 - February 24, 2011

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

February 9, 2009 - August 7, 2009

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
BROOKLYN, NY
Past

April 5, 2007 - November 21, 2008

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
NEW YORK, NY
Past

July 1, 2005 - February 21, 2007

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
BROOKLYN, NY
Past

July 1, 2005 - February 21, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
BROOKLYN, NY
Past

May 4, 2005 - June 16, 2005

TD WEALTH MANAGEMENT SERVICES INC.

RIA
CRD#: 6940
BROOKLYN, NY
Past

January 21, 2005 - June 16, 2005

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
PHILADELPHIA, PA
Past

January 3, 2001 - January 18, 2005

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
JERSEY CITY, NJ
Past

September 14, 1999 - March 24, 2000

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

March 21, 1997 - July 9, 1999

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

June 28, 1996 - September 9, 1996

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY
Past

August 1, 1995 - February 6, 1996

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(12/2/2019)
RR
New York
(12/2/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2005
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


VD
VP DISTRIBUTORS LLC
PHOENIX EQUITY PLANNING CORPORATION | VP DISTRIBUTORS LLC | VP DISTRIBUTORS INC

CRD#: 3036 / SEC#: , 8-14100

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
One Financial Plaza, Hartford, CT 06103
Mailing Address
One Financial Plaza, Hartford, CT 06103
Phone number
(860) 503-1348
Established
Delaware since 09/30/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
VIRTUS PARTNERS, INCSOLE MEMBER
BACHRACH, IANSENIOR MANAGING DIRECTOR, MARKETING2797509
BICKS, MICHAEL WAYNEMANAGING DIRECTOR, DISTRIBUTION INTELLIGENCE5450963
DANOS, CHRISTOPHER ROBERTMANAGING DIRECTOR, NATIONAL ACCOUNTS2716625
FRANCO, THOMAS RICHARDSENIOR MANAGING DIRECTOR, RETAIL SALES2651546
GRISWOLD, HEIDI CHRISTINEVICE PRESIDENT, FUND SERVICES2304631
HANLEY, DAVID GEORGE JRSENIOR VICE PRESIDENT AND TREASURER5455435
KATZ, DAVID JAYSENIOR MANAGING DIRECTOR, INSTITUTIONAL2813039
MACCONE, JOSEPH EDMUNDSENIOR MANAGING DIRECTOR, STRATEGIC DISTRIBUTION4273677
MANDINACH, BARRY MITCHELLEXECUTIVE VICE PRESIDENT1234185
MAROSITS, TIFFANY PAIGEVICE PRESIDENT, SENIOR REGULATORY COUNSEL AND ASSISTANT SECRETARY6507868
PERLMAN, DIANA MARIECHIEF COMPLIANCE OFFICER2555302
PURKALITIS, ANDRA CYNTHIAEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY3070864

Disclosures


Regulatory Event1
Bond3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VP DISTRIBUTORS LLC

CRD#: 3036New York, NY 10019

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