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ER

Edward A. Rosenberg

ALT FUND DISTRIBUTORS
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 2634891
ER
Edward A RosenbergALT FUND DISTRIBUTORS

Professional summary

Edward A Rosenberg is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1995. Edward has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward A Rosenberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2026 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 19 B, New York, NY 10017
BD
CRD#: 146547
NEW YORK, NY
Past

April 9, 2025 - July 28, 2026

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
SEATTLE, WA
Past

March 1, 2023 - March 24, 2025

TCBI SECURITIES, INC.

BD
CRD#: 313304
DALLAS, TX
Past

July 20, 2017 - November 16, 2022

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
WESTERN SPRINGS, IL
Past

January 29, 2013 - June 8, 2017

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
CHICAGO, IL
Past

June 21, 2010 - November 8, 2012

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
SAN FRANCISCO, CA
Past

December 6, 1995 - June 17, 2010

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

August 2, 1995 - November 8, 1995

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/20/2026)
RR
Florida
(7/20/2026)
RR
Illinois
(7/20/2026)
RR
New Mexico
(7/20/2026)
RR
New York
(7/20/2026)
RR
Pennsylvania
(7/20/2026)
RR
Texas
(7/20/2026)
RR
Washington
(7/20/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/4/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/30/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALT FUND DISTRIBUTORS LLC
ALT FUND DISTRIBUTORS LLC | CATALYST MUTUALS FUND DISTRIBUTORS LLC | CAPITAL REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES LLC

CRD#: 146547 / SEC#: , 8-67829

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
140 East 45th Street Suite 19 B, New York, NY 10017
Mailing Address
140 East 45th Street Suite 19 B, New York, NY 10017
Phone number
(646) 757-8062
Established
Colorado since 12/18/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MFUND DISTRIBUTORS LLCOWNER
MEEHAN, KEVIN PATRICKCCO, FINOP4652695
MILDER, LARRY IRWINCEO1306646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALT FUND DISTRIBUTORS LLC

CRD#: 146547New York, NY 10017

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