Nathaniel I. Land
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathaniel I Land was a registered financial professional .
Nathaniel is a previously registered financial professional and started their career in finance in 1995. Nathaniel had worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2018 - January 4, 2022
BROOKS, HOUGHTON SECURITIES, INC.
July 22, 2010 - May 6, 2016
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - September 11, 2008
CITIGROUP GLOBAL MARKETS INC.
February 28, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
December 18, 1998 - July 20, 2004
CITIGROUP GLOBAL MARKETS INC.
August 17, 1995 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/14/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/14/2024
Investment Banking Registered Representative ExaminationCurrent Firm
BROOKS, HOUGHTON SECURITIES, INC.
CRD#: 27514 / SEC#: , 8-43850
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
