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William T Eason

ENTORO SECURITIES
HOUSTON, TX
·CRD# 2634704·31 years experience

Professional Summary

William T Eason is a registered financial advisor currently at ENTORO SECURITIES, LLC located in Houston, Texas. William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ENTORO SECURITIES, LLC·CRD# 35192
BD
7941 Katy Freeway Suite 516, Houston, TX 77024
February 16, 2021 - Present
ENTORO INVESTMENTS, LLC·CRD# 306790
RIA
Houston, TX
March 22, 2021 - November 11, 2022
GREENBRIAR FINANCIAL SERVICES, INC.·CRD# 114399
RIA
Houston, TX
August 16, 2004 - March 5, 2009
LPL FINANCIAL LLC·CRD# 6413
RIA
Houston, TX
January 12, 2001 - April 5, 2019
LPL FINANCIAL LLC·CRD# 6413
BD
Houston, TX
June 28, 2000 - April 5, 2019
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
August 21, 1995 - April 4, 2000
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
August 21, 1995 - April 4, 2000

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Current Firm

ES
ENTORO SECURITIES, LLC

CLEARINGHOUSE SECURITIES LLC | THE PETROLEUM CLEARINGHOUSE, INC. | THE OIL & GAS ASSET CLEARINGHOUSE, INC. | THE OIL & GAS ASSET CLEARINGHOUSE II, LLC | THE OGA CLEARINGHOUSE, INC. | ENTORO SECURITIES, LLC

CRD#: 35192 / SEC#: 8-46630
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

7941 Katy Freeway Suite 516, Houston, TX 77024

Mailing Address

7941 Katy Freeway Suite 516, Houston, TX 77024

Phone Number

(713) 823-2900

Established

Delaware since 05/28/2008

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENTORO CAPITAL LLC (WY)SOLE MEMBER—
COPSON, MEIHUIREGISTERED PRINCIPAL7187064
COPSON, MEIHUIAML COMPLIANCE PRINCIPAL7187064
GOODIN, DIANE MARIEFINOP3117840
ROW, CATALINA ELIZABETHREGISTERED PRINCIPAL7631359
ROW, JAMES CAVEDODESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1751837

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 01/2011 TO PRESENT; ZODIAC AIRES, LP; HOUSTON, TX; NOT INVESTMENT RELATED; OWNER/PARTNER; SPEND 1 HR/MO.
(2) 01/2011 TO PRESENT; ZODIAC PARTNERS, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; OWNER/PARTNER; SPEND 1 HR/MO.
(3) 09/2017 TO PRESENT; LISMORE CAPITAL MANAGEMENT; HOUSTON, TX; NOT INVESTMENT RELATED; OWNER, PARTNER; SPEND 1 HR/MO; A HOLDING COMPANY.
(4) 10/2020 TO PRESENT; MOLTEN LAYER; HOUSTON, TX; NOT INVESTMENT RELATED; INDEPENDENT CONTRACTOR; BUSINESS DEVELOPEMENT CONSULTING; SPEND 1 HR/MO.
(5) 10/2020 TO PRESENT; GROWTH ENGINE A1; HOUSTON, TX; NOT INVESTMENT RELATED; OWNER; NLP MACHINE LEARNING; SPEND 1 HR/MO.
(6) 01/2021 TO PRESENT; PAGEWOOD, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; PARTNER; SPEND 1 HR/MO; REAL ESTATE.
(7) 01/2021 TO PRESENT; WTE VENTURES, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; OWNER; SPEND 1 HR/MO; REAL ESTATE.
(8) 02/2021 TO PRESENT; ENTORO CAPITAL, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; DIRECTOR, INDEPENDENT CONTRACTOR; SPEND 1-10 HRS/WK.
(9) 03/2021 TO PRESENT; ENTORO INVESTMENTS, LLC; HOUSTON, TX; INVESTMENT RELATED; INVESTMENT ADVISORY REPRESENTATIVE

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(3/2/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William T Eason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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