Michael S. Murphey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Shaw Murphey, who also goes by Mike Murphey, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 3 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2020 - October 6, 2021
PORTER WHITE CAPITAL, LLC
February 2, 1998 - January 14, 1999
FIRST UNION CAPITAL MARKETS CORP.
July 24, 1995 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 11/4/2020
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 2/12/2020
Investment Banking Registered Representative ExaminationCurrent Firm
PORTER WHITE CAPITAL, LLC
CRD#: 289839 / SEC#: , 8-70008
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
