James Herbert White Iii
Professional Summary
James Herbert White III, who also goes by James Herbert White, is a registered financial advisor currently at PORTER WHITE INVESTMENT ADVISORS, INC. located in Birmingham, Alabama. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. James has worked at 5 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO, SIE, Series 50, Series 1, Series 28, Series 54, Series 24 and F04...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Herbert White
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
PORTER WHITE INVESTMENT ADVISORS, INC. | PW ADVISERS INC | PORTER, WHITE & COMPANY, INC. | PORTER, WHITE & COMPANY
Contact Information
Main Address
1927 1st Avenue North 10th Floor, Birmingham, AL 35203-4103Phone Number
(205) 252-3681# of Employees
7SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
329AUM (Assets Under Management)
$748,210,174Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PORTER WHITE INVESTMENT ADVISORS, INC. | PW ADVISERS INC | PORTER, WHITE & COMPANY, INC. | PORTER, WHITE & COMPANY
State Registrations and Notice Filings
(9/26/1995)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Feb 2016About the Series 50 examSeries 1 — Registered Representative Examination
Passed May 1973Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2023About the Series 28 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Sep 2021About the Series 54 examF04 — Financial Principal Examination
Passed Apr 1979Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Herbert White III's CRS (Customer Relationship Summary).
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