Mary P. Rau
Professional summary
Mary Pat Rau, who also goes by Mary Pat Gilbert, Mary Pat Lanspa, Mary Patricia Rau, Mary Patricia Raul, is a registered financial professional currently at INFINITY FINANCIAL SERVICES located in Brea, California.
Mary is registered as a RR (Registered Representative) and started their career in finance in 1995. Mary has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary Pat Rau's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2008 - Present
INFINITY FINANCIAL SERVICES
September 14, 1995 - April 4, 2008
NYLIFE SECURITIES LLC
July 18, 1995 - August 17, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2015)
(3/28/2008)
(12/16/2015)
(6/14/2013)
Exams
FINRA
Current Firm
INFINITY FINANCIAL SERVICES
CRD#: 144302 / SEC#: , 8-67647
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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