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SW

Scott T. Wetzel

GREENWORTH INVESTMENT ADVISORS
SANTA ANA, CA
Some features on this profile are disabled
CRD#: 2634374
SW

Professional summary

Scott Thomsen Wetzel, who also goes by Scott T Wetzel, is a registered financial advisor currently at GREENWORTH INVESTMENT ADVISORS, LLC located in Santa Ana, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Scott has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Scott T Wetzel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TICON GENERAL CONTRACTORS, COMMERCIAL CONSTRUCTION; SANTA ANA, CA; PRESIDENT/PARTNER, STARTED 1998; MR. WETZEL WORKS FROM 5:30 AM UNTIL 5:00 PM DAILY AND ANTICIPATES SPENDING 80-100 HOURS PER MONTH ON GREENWORTH BUSINESS AND 140-160 HOURS PER MONTH ON MANAGEMENT ACTIVITIES AT TICON.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomsen Wetzel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 23, 2012 - Present

GREENWORTH INVESTMENT ADVISORS, LLC

RIA
CRD#: 159482
SANTA ANA, CA
Past

August 14, 1997 - October 16, 1998

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

August 9, 1995 - October 31, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/23/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/19/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/15/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/8/1995
General Securities Representative Examination

Current Firm

GI
GREENWORTH INVESTMENT ADVISORS, LLC
GREENWORTH ADVISORS | GREENWORTH INVESTMENT ADVISORS, LLC | GREENWORTH ADVISORS INVESTMENTS

CRD#: 159482 / SEC#:

California
Registered Investment Advisory firm - (5/23/2012 Approved)
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Contact information

Main Address
Santa Ana, CA
Mailing Address
Phone number
(949) 289-5614
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 5,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENWORTH INVESTMENT ADVISORS, LLC

CRD#: 159482Santa Ana, CA

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