TH
Trevor D. Harkness
KESTRA ADVISORY SERVICES
PONTE VEDRA BEACH, FL 32082
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CRD#: 2634355
TH
Professional summary
Trevor Douglas Harkness, AIF®, CFP®, who also goes by Trevor Douglass Harkness, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ponte Vedra Beach, Florida and KESTRA INVESTMENT SERVICES, LLC located in Jacksonville, Florida.
Trevor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Trevor has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Trevor Douglass Harkness
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Montoya Benefits Group Montoya & Associates entity name change to WMTHCS Investment Related: Yes Address: 236 Ponte Vedra Park Dr #101 Ponte Vedra Beach FL 32082 Nature of Business: Consulting; Insurance Position, Title or Relationship: Consultant Start Date: 3/30/1996 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Provide employee benefit programs for employers. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: GHMS Pablo Investment Related: No Address: 4233 Pablo Professional Ct Jacksonville FL 32224 Nature of Business: Real Estate Position, Title or Relationship: General Partner Start Date: 2/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General oversight, approximately 1 hour per month. Business Name: BKS-Partners Investment Related: Yes Address: 4233 Pablo Professional Ct Suite 201 Jacksonville FL 32224 Nature of Business: Insurance Position, Title or Relationship: Shareholder/Partner Start Date: 8/31/2018 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I advise of life, disability and long term care insurance. I also provide employee benefits consulting. Business Name: BKS Retirement Investment Related: Yes Address: 4233 Pablo Professional Ct Jacksonville FL 32224 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner/employee Start Date: 1/1/2020 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Solicit and service defined contribution retirement plans Business Name: BRP SECURITIES, LLC. POSITION: President/CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2024 ADDRESS: 6720-B Rockledge Drive, Suite 400, Bethesda MD 20817, United States DESCRIPTION: Supervision and collaboration with a team of colleagues who are responsible for administrative, compliance and regulatory functions of the broker-dealer entity. Business Name: THE BALDWIN GROUP POSITION: Producer NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/26/2024 ADDRESS: 4233 Pablo Professional Ct, Ste 200, Jacksonville FL 32224, United States DESCRIPTION: writing health benefits for companies/corporations
CRS (Client Relationship Summary) - RIA
Click below to view Trevor Douglas Harkness's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
May 27, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 236 Ponte Vedra Park Dr #101, Ponte Vedra Beach, FL 32082RIA
CRD#: 283330
PONTE VEDRA BEACH, FL
Current
February 1, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4233 Pablo Professional Court Suite 201, Jacksonville, FL 32224BD
CRD#: 42046
Jacksonville, FL
Current
March 20, 2024 - Present
THE BALDWIN GROUP SECURITIES, LLC
Office #1: 6720-b Rockledge Drive Suite 450, Bethesda, MD 20817Office #2: 6720-b Rockledge Drive Suite 450, Bethesda, MD 20817BD
CRD#: 312876
Bethesda, MD
Past
February 23, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
March 14, 1996 - February 4, 2010
OSAIC FA, INC.
RIA
CRD#: 3978
PONTE VEDRA BEACH, FL
Past
March 8, 1996 - April 5, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
March 7, 1996 - February 4, 2010
OSAIC FA, INC.
BD
CRD#: 3978
PONTE VEDRA BEACH, FL
Past
July 28, 1995 - November 2, 1995
FAIRCHILD FINANCIAL GROUP, INC.
BD
CRD#: 21404
NEW YORK, NY
Past
July 7, 1995 - August 17, 1995
RICKEL & ASSOCIATES, INC.
BD
CRD#: 7839
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2024)
RR
California(4/3/2013)
RR
Colorado(8/25/2021)
RR
Connecticut(1/25/2022)
RR
Florida(2/1/2010)
IAR
Florida(5/27/2016)
RR
Georgia(9/4/2014)
RR
Illinois(2/1/2010)
RR
Indiana(4/17/2024)
RR
Kentucky(12/8/2023)
RR
Maryland(1/4/2018)
RR
Massachusetts(10/24/2012)
RR
New Hampshire(12/8/2023)
RR
New Jersey(11/30/2017)
RR
New York(2/2/2023)
RR
North Carolina(2/1/2010)
RR
Ohio(8/7/2025)
RR
Oregon(4/14/2022)
RR
Pennsylvania(11/6/2023)
RR
South Carolina(2/1/2010)
RR
Texas(10/27/2023)
IAR
Texas(10/27/2023)
RR
Virginia(10/7/2013)
RR
Washington(12/8/2023)
RR
West Virginia(2/1/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Ponte Vedra Beach, FL 32082TRUST BUT VERIFY
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