Alex J. Englese

CIC MARKET SOLUTIONS

New York, NY 10022

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CRD#: 2634300

Professional summary

Alex Joseph Englese, who also goes by Alex J Englese, is a registered financial professional currently at CIC MARKET SOLUTIONS, INC. located in New York, New York.

Alex is registered as a RR (Registered Representative) and started their career in finance in 1999. Alex has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alex J Englese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alex Joseph Englese's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2004 - Present

CIC MARKET SOLUTIONS, INC.

Office #1: 520 Madison Avenue 36th Floor, New York, NY, 10022

CRD#: 47069

New York, NY

Past

April 23, 2001 - February 2, 2004

AKROS SECURITIES, INC

CRD#: 103748

NEW YORK, NY

Past

October 3, 2000 - April 6, 2001

BBVA SECURITIES INC.

CRD#: 27060

NEW YORK, NY

Past

March 1, 2000 - November 10, 2000

ARGENTARIA INTERNATIONAL SECURITIES INC.

CRD#: 39778

NEW YORK, NY

Past

February 8, 1999 - April 14, 1999

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/6/2012)

Massachusetts
(5/12/2008)

New York
(2/3/2004)

Ohio
(2/3/2004)

Exams

State Security Law Exam

Series 63

Date: 6/14/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 3/20/2019

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/1/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CIC MARKET SOLUTIONS, INC.

CIC EUROSECURITIES, INC. | GSN NORTH AMERICA, INC. | ESN NORTH AMERICA, INC. | CM-CIC MARKET SOLUTIONS INC. | CIC MARKET SOLUTIONS, INC.

CRD#: 47069 / SEC#: , 8-51649

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

520 Madison Ave, New York, NY 10022

Mailing Address

520 Madison Ave, New York, NY 10022

Phone number

(212) 659-6292

Established

Delaware since 10/27/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CREDIT INDUSTRIEL ET COMMERCIAL (CIC)	DIRECT OWNER
ANGUE, GUILLAUME DANIEL	CHAIRMAN	5251066
BERENGUIER, RENAUD JEAN-MICHEL	BOARD MEMBER	7453449
ENGLESE, ALEX JOSEPH	CCO	2634300
ENGLESE, ALEX JOSEPH	PRESIDENT/CEO	2634300
FORTINO, ROBERT ANTHONY	FINOP/PFO	1905741
LANOE, GUILLAUME	BOARD MEMBER	8048039
MONRIQUE, YVES	BOARD MEMBER	7226581

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Alex J. Englese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alex Joseph Englese's CRS (Customer Relationship Summary).

Certified licenses

Experience

AKROS SECURITIES, INC

BBVA SECURITIES INC.

ARGENTARIA INTERNATIONAL SECURITIES INC.

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/6/1999

Series 14

Date: 1/2/2023

Series 27

Date: 3/20/2019

Series 24

Date: 7/1/2004

FINRA

Current Firm

CIC MARKET SOLUTIONS, INC.

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CIC MARKET SOLUTIONS, INC.

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