Mitchell H. Kalifeh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Hohanna Kalifeh JR, who also goes by Mitchell Mohanna Kalifeh Jr, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1967. Mitchell had worked at 5 firms and has passed the Series 63, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - November 21, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 8, 1992 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 5, 1978 - November 21, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 3, 1978 - July 19, 1978
E. F. HUTTON & COMPANY INC
September 16, 1977 - March 2, 1978
PRUDENTIAL EQUITY GROUP, LLC
April 12, 1977 - September 16, 1977
BACHE HALSEY STUART INC.
December 20, 1967 - May 19, 1977
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/18/1967
Registered Representative ExaminationSeries 40
Date: 11/1/1978
Registered Principal ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
