Joanna K. Wagner
Professional summary
Joanna K Wagner, who also goes by Joanna Katherine Dyrr, Joanna Katherine Wagner, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in San Francisco, California.
Joanna is registered as a RR (Registered Representative) and started their career in finance in 1995. Joanna has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joanna K Wagner's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 California St Suite 1200, San Francisco, CA 94111October 14, 1997 - October 4, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 1996 - August 29, 1997
BLACKROCK EXECUTION SERVICES
September 11, 1995 - January 2, 1996
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2021)
(5/19/2008)
(11/29/2023)
(6/6/2025)
(1/3/2020)
(12/14/2016)
(5/19/2008)
(5/19/2008)
(1/12/2021)
(1/7/2022)
(1/3/2020)
(1/7/2022)
(1/6/2025)
(12/14/2016)
(1/3/2020)
(5/19/2008)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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