John P. West
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick West, who also goes by Johnpatrick West, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2023 - December 5, 2024
DYNAMIC CAPITAL INVESTMENTS, LLC
August 9, 2018 - June 30, 2021
PROSPERA FINANCIAL SERVICES, INC.
July 13, 2017 - August 3, 2018
WALTON RE SECURITIES, LLC
May 20, 2011 - September 1, 2015
CCO CAPITAL, LLC
May 12, 2008 - January 3, 2011
VOYA INVESTMENT MANAGEMENT CO. LLC
July 6, 1995 - January 3, 2011
VOYA INVESTMENTS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 11/17/2022
General Securities Representative ExaminationCurrent Firm
DYNAMIC CAPITAL INVESTMENTS, LLC
CRD#: 290955 / SEC#: , 8-70044
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
