Robert C. Arne

CARPE DIEM FINANCIAL LIFE PLANNING

Ben Lomond, CA

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CRD#: 2632314

Professional summary

Robert Courtland Arne, CFP® is a registered financial advisor currently at CARPE DIEM FINANCIAL LIFE PLANNING located in Ben Lomond, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2020-Present: Carpe Diem Tax Services SLV/Not Investment Related/Ben Lomond, CA/Accounting and Tax Services/President, Accountant & Proprietor/Involves approximately 20% time each month, including during traditional business hours.//(2) 2020-Present: Golden Gate University/Not Investment Related/San Francisco, CA/University/Adjunct Professor, Financial Planning Program/Teach in Financial Planning Program/Involves up to 20% time each month, typically after traditional business hours.//(3) 2011-Present: Rental Real Estate/Not Investment Related/Ben Lomond, CA/Owner & Landlord/Personal Real Estate Investment/Involves less than 10% time each month, after traditional business hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Courtland Arne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

May 14, 2020 - Present

CARPE DIEM FINANCIAL LIFE PLANNING

RIA

CRD#: 309092

Ben Lomond, CA

Past

June 3, 2015 - May 11, 2020

DWR WEALTH MANAGEMENT, LLC

RIA

CRD#: 133743

SAN JOSE, CA

Past

September 18, 1997 - August 12, 1998

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

SAN FRANCISCO, CA

Past

July 14, 1995 - May 15, 1997

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/13/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CARPE DIEM FINANCIAL LIFE PLANNING

ARNE, ROBERT COURTLAND | CARPE DIEM FINANCIAL LIFE PLANNING

CRD#: 309092 / SEC#:

California

Registered Investment Advisory firm - (5/14/2020 Approved)

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Contact information

Main Address

Ben Lomond, CA

Mailing Address

Phone number

(831) 539-9475

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 2,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert C. Arne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Courtland Arne's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARPE DIEM FINANCIAL LIFE PLANNING

DWR WEALTH MANAGEMENT, LLC

PROTECTED INVESTORS OF AMERICA

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2014

Series 63

Date: 7/13/1995

Series 7

Date: 9/17/1997

Series 6

Date: 7/13/1995

Current Firm

CARPE DIEM FINANCIAL LIFE PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CARPE DIEM FINANCIAL LIFE PLANNING

TRUST BUT VERIFY

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