DG
Donald R. Giguere
CETERA INVESTMENT ADVISERS LLC
EAST LONGMEADOW, MA 01028
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CRD#: 2632260
DG
Professional summary
Donald Rene Giguere, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in East Longmeadow, Massachusetts and CETERA ADVISORS LLC located in East Longmeadow, Massachusetts.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Donald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 1997;
APX NUMBER OF HOURS PER WEEK: 2 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE.
2. NAME OF OTHER BUSINESS: DONALD R. GIGUERE CPA LLC;
INVESTMENT RELATED: NO;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: ACCOUNTING & TAX FIRM;
START DATE: 2007;
POSITION/TITLE/RELATIONSHIP: CPA;
APX NUMBER OF HOURS PER WEEK: 20 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX SERVICES.
3. NAME OF OTHER BUSINESS: ST. MICHAEL'S CHURCH;
INVESTMENT RELATED: NO;
ADDRESS: 128 MAPLE STREET, EAST LONGMEADOW, MA 01028;
NATURE OF BUSINESS: CHURCH;
START DATE: 1999;
POSITION/TITLE/RELATIONSHIP: CFO/PARISH ACCOUNTANT;
APX NUMBER OF HOURS PER WEEK: 3 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: CFO/PARISH ACCOUNTANT - BOOKKEEPING FOR THE CHURCH
5. ST MICHAELS, A SAINT VINCENT DE PAUL CHARITABLE ORGANIZATION NOT INVESTMENT RELATED, 128 MARIE ST, EAST LONGMEADOW, MA 01028, NON-PROFIT, STARTED 10/2018, POSITION/TITLE/RELATIONSHIP: BOOKKEEPER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: KEEP BOOKS FOR SMALL CHARITY
CRS (Client Relationship Summary) - RIA
Click below to view Donald Rene Giguere's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 200 N Main St Ste 12, East Longmeadow, MA 01028RIA
CRD#: 105644
EAST LONGMEADOW, MA
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
Office #1: 200 N Main St Ste 12, East Longmeadow, MA 01028BD
CRD#: 10299
East Longmeadow, MA
Past
October 3, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 13, 2005 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
EAST LONGMEADOW, MA
Past
July 23, 1999 - December 31, 2004
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
EAST LONGMEADOW, MA
Past
August 20, 1997 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
EAST LONGMEADOW, MA
Past
October 19, 1995 - August 26, 1997
TRUSTED SECURITIES ADVISORS CORP.
BD
CRD#: 24049
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(12/20/2024)
RR
Connecticut(10/3/2016)
RR
Florida(10/3/2016)
RR
Maryland(10/3/2016)
RR
Massachusetts(10/3/2016)
IAR
Massachusetts(3/21/2024)
RR
Mississippi(10/3/2016)
RR
New Hampshire(10/3/2016)
RR
Oklahoma(10/3/2016)
RR
Pennsylvania(4/7/2017)
RR
Rhode Island(10/3/2016)
RR
South Carolina(10/3/2016)
RR
Vermont(10/3/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/14/2000
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
