Nitin Gambhir
Professional summary
Nitin Gambhir is a registered financial professional currently at OCEANUS SECURITIES, LLC located in New York, New York.
Nitin is registered as a RR (Registered Representative) and started their career in finance in 1996. Nitin has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 57, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nitin Gambhir's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2005 - Present
OCEANUS SECURITIES, LLC
Office #1: 521 Fifth Avenue 37th Floor, New York, NY 10175Office #2: 521 Fifth Avenue 37th Floor, New York, NY 10175October 10, 1997 - October 21, 1998
J.P. MORGAN SECURITIES LLC
October 2, 1996 - November 12, 1996
JPMSI
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
OCEANUS SECURITIES, LLC
CRD#: 133798 / SEC#: , 8-66772
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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