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DD

David H. Deming

BARRAMUNDI CAPITAL LLC
Boca Raton, FL 33487
Some features on this profile are disabled
CRD#: 2631789
DD

Professional summary

David Hepburn Deming is a registered financial professional currently at BARRAMUNDI CAPITAL LLC located in Boca Raton, Florida.

David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 8 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Hepburn Deming's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 8, 2022 - Present

BARRAMUNDI CAPITAL LLC

Office #1: 751 Park Of Commerce Drive Suite 128, Boca Raton, FL 33487
BD
CRD#: 316044
Boca Raton, FL
Past

April 29, 2013 - July 11, 2018

DRIVEWEALTH INSTITUTIONAL LLC

BD
CRD#: 33038
NEW YORK, NY
Past

July 18, 2012 - September 4, 2012

DIMENSIONAL SMARTNEST (US) LLC

RIA
CRD#: 155539
AUSTIN, TX
Past

July 13, 2011 - September 4, 2012

DFA SECURITIES LLC

BD
CRD#: 10292
AUSTIN, TX
Past

July 3, 2007 - July 25, 2007

IFL INVESTMENT MANAGEMENT

RIA
CRD#: 134788
NEW YORK, NY
Past

December 12, 2003 - April 7, 2008

IFL CAPITAL LLC

BD
CRD#: 127824
NEW YORK, NY
Past

May 1, 2001 - May 2, 2003

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

September 20, 1995 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/7/2022)
RR
Arizona
(4/11/2024)
RR
Arkansas
(9/30/2024)
RR
California
(12/7/2022)
RR
Colorado
(4/11/2024)
RR
Connecticut
(2/16/2024)
RR
Florida
(8/18/2022)
RR
Georgia
(12/9/2022)
RR
Illinois
(10/26/2022)
RR
Iowa
(4/11/2024)
RR
Kentucky
(4/11/2024)
RR
Louisiana
(4/11/2024)
RR
Maine
(4/11/2024)
RR
Maryland
(3/28/2023)
RR
Massachusetts
(11/14/2022)
RR
Michigan
(4/11/2024)
RR
Mississippi
(4/11/2024)
RR
Missouri
(12/12/2022)
RR
Nevada
(1/4/2023)
RR
New Hampshire
(12/12/2022)
RR
New Jersey
(4/11/2024)
RR
New York
(4/11/2024)
RR
North Carolina
(4/11/2024)
RR
Ohio
(11/14/2022)
RR
Pennsylvania
(4/11/2024)
RR
South Carolina
(4/11/2024)
RR
Tennessee
(4/11/2024)
RR
Texas
(12/8/2022)
RR
Vermont
(3/28/2023)
RR
Virginia
(3/28/2023)
RR
Washington
(11/15/2022)
RR
Wyoming
(4/11/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/11/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/4/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 7/11/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/18/2017
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/14/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BARRAMUNDI CAPITAL LLC
BARRAMUNDI CAPITAL LLC | PARKER STREET SECURITIES LLC

CRD#: 316044 / SEC#: , 8-70812

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
751 Park Of Commerce Drive Suite 128, Boca Raton, FL 33487
Mailing Address
751 Park Of Commerce Drive Suite 128, Boca Raton, FL 33487
Phone number
(516) 647-5103
Established
Delaware since 09/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PARKER STREET HOLDINGS LLCHOLDING COMPANY
DEMING, DAVID HEPBURNPRESIDENT/MANAGING MEMBER/PRINCIPAL OPERATING OFFICER/CCO2631789
ONESTO, RICHARD ERNESTFINOP2453096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARRAMUNDI CAPITAL LLC

CRD#: 316044Boca Raton, FL 33487

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