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David Hepburn Deming

BARRAMUNDI CAPITAL
Boca Raton, FL
·CRD# 2631789·31 years experience

Professional Summary

David Hepburn Deming is a registered financial advisor currently at BARRAMUNDI CAPITAL LLC located in Boca Raton, Florida. David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 8 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 79 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

BARRAMUNDI CAPITAL LLC·CRD# 316044
BD
751 Park Of Commerce Drive Suite 128, Boca Raton, FL 33487
March 8, 2022 - Present
DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
April 29, 2013 - July 11, 2018
DIMENSIONAL SMARTNEST (US) LLC·CRD# 155539
RIA
Austin, TX
July 18, 2012 - September 4, 2012
DFA SECURITIES LLC·CRD# 10292
BD
Austin, TX
July 13, 2011 - September 4, 2012
IFL INVESTMENT MANAGEMENT·CRD# 134788
RIA
New York, NY
July 3, 2007 - July 25, 2007
IFL CAPITAL LLC·CRD# 127824
BD
New York, NY
December 12, 2003 - April 7, 2008
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 1, 2001 - May 2, 2003
JPMSI·CRD# 15733
BD
New York, NY
September 20, 1995 - May 1, 2001

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Current Firm

BC
BARRAMUNDI CAPITAL LLC

BARRAMUNDI CAPITAL LLC | PARKER STREET SECURITIES LLC

CRD#: 316044 / SEC#: 8-70812
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

751 Park Of Commerce Drive Suite 128, Boca Raton, FL 33487

Mailing Address

751 Park Of Commerce Drive Suite 128, Boca Raton, FL 33487

Phone Number

(516) 647-5103

Established

Delaware since 09/21/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PARKER STREET HOLDINGS LLCHOLDING COMPANY—
DEMING, DAVID HEPBURNPRESIDENT/MANAGING MEMBER/PRINCIPAL OPERATING OFFICER/CCO2631789
ONESTO, RICHARD ERNESTFINOP2453096

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/7/2022)
RR
Arizona
(4/11/2024)
RR
Arkansas
(9/30/2024)
RR
California
(12/7/2022)
RR
Colorado
(4/11/2024)
RR
Connecticut
(2/16/2024)
RR
Delaware
(2/10/2026)
RR
Florida
(8/18/2022)
RR
Georgia
(12/9/2022)
RR
Idaho
(2/6/2026)
RR
Illinois
(10/26/2022)
RR
Indiana
(2/13/2026)
RR
Iowa
(4/11/2024)
RR
Kansas
(2/9/2026)
RR
Kentucky
(4/11/2024)
RR
Louisiana
(4/11/2024)
RR
Maine
(4/11/2024)
RR
Maryland
(3/28/2023)
RR
Massachusetts
(11/14/2022)
RR
Michigan
(4/11/2024)
RR
Minnesota
(2/24/2026)
RR
Mississippi
(4/11/2024)
RR
Missouri
(12/12/2022)
RR
Montana
(3/18/2026)
RR
Nebraska
(2/19/2026)
RR
Nevada
(1/4/2023)
RR
New Hampshire
(12/12/2022)
RR
New Jersey
(4/11/2024)
RR
New Mexico
(3/11/2026)
RR
New York
(4/11/2024)
RR
North Carolina
(4/11/2024)
RR
North Dakota
(3/12/2026)
RR
Ohio
(11/14/2022)
RR
Oklahoma
(2/5/2026)
RR
Oregon
(3/9/2026)
RR
Pennsylvania
(4/11/2024)
RR
Puerto Rico
(4/13/2026)
RR
Rhode Island
(2/4/2026)
RR
South Carolina
(4/11/2024)
RR
South Dakota
(2/9/2026)
RR
Texas
(12/8/2022)
RR
Utah
(2/5/2026)
RR
Vermont
(3/28/2023)
RR
Virginia
(3/28/2023)
RR
Washington
(11/15/2022)
RR
West Virginia
(3/5/2026)
RR
Wisconsin
(3/24/2026)
RR
Wyoming
(4/11/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2022About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jun 2012About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2017About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed Aug 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view David Hepburn Deming's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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