TK
Thomas G. Kahn
KAHN BROTHERS ADVISORS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 263171
TK
Professional summary
Thomas Graham Kahn is a registered financial advisor currently at KAHN BROTHERS ADVISORS LLC located in New York, New York and KAHN BROTHERS LLC located in New York, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 16, Series 41, Series 1, Series 000, Series 10, Series 9, Series 24, Series 27, Series 14, Series 4, F04 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)Name of the other business: Kahn Brothers Advisors LLC; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Registered Investment Adviser; Position/title: Manager and Analyst; Start Date: 11/1978; Approximate number of hours/month you devote to the other business; 40hrs. per month; the number of hours you devote to the other business during securities trading hours; 20 hrs/month. Brief description of duties relating to other business: Manager and Analyst. 2.)Name of the other business: KB Group Asset Management LLC; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Investment Company with no clients; Position/title: Manager and Analyst; Start Date: 11/1978; Approximate number of hours/month you devote to the other business; 3hrs. per month; the number of hours you devote to the other business during securities trading hours; 0.5 hrs/month. Brief description of duties relating to other business: Manager and Analyst. 3.)Name of the other business: Kahn Brothers Asset Management Corp; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Registered Investment Adviser to private partnership; Position/title: Manager and Analyst; Start Date: 11/1978; Approximate number of hours/month you devote to the other business; 5 hrs. per month; the number of hours you devote to the other business during securities trading hours; 3 hrs/month. Brief description of duties relating to other business: Manager and Analyst. 4.)Name of the other business: KB & Partners Management Co LLC; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Registered Investment Adviser to private partnership; Position/title: Manager and Analyst; Start Date: 11/1978; Approximate number of hours/month you devote to the other business; 5 hrs. per month; the number of hours you devote to the other business during securities trading hours; 3 hrs./month. Brief description of duties relating to other business: Manager and Analyst
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Graham Kahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2010 - Present
KAHN BROTHERS ADVISORS LLC
Office #1: 555 Madison Ave Suite 1303, New York, NY 10022RIA
CRD#: 144368
New York, NY
Current
November 30, 1978 - Present
KAHN BROTHERS LLC
Office #1: 555 Madison Avenue Suite 1303, New York, NY 10022-3301BD
CRD#: 7720
New York, NY
Past
January 15, 1988 - October 23, 2007
KAHN BROTHERS LLC
RIA
CRD#: 7720
NEW YORK, NY
Past
February 22, 1978 - January 26, 1979
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BD
CRD#: 7555
Past
March 11, 1975 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
BD
CRD#: 514
Past
July 23, 1969 - March 20, 1975
ABRAHAM & CO. INC
BD
CRD#: 1000001
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KB
KAHN BROTHERS ADVISORS LLC
KAHN BROTHERS ADVISORS LLC
CRD#: 144368 / SEC#: 801-14146
RIA
Registered Investment Advisory firm - (10/17/1978 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/27/2006)
RR
California(4/5/1996)
RR
Colorado(11/7/1991)
RR
Connecticut(8/25/1983)
RR
Delaware(5/23/2022)
RR
District of Columbia(11/30/1989)
RR
Florida(5/9/1983)
RR
Georgia(6/8/1995)
RR
Illinois(1/3/1992)
RR
Indiana(12/2/1991)
RR
Louisiana(1/13/1992)
RR
Maine(11/8/1995)
RR
Maryland(1/10/1990)
RR
Massachusetts(12/5/1991)
RR
Michigan(10/18/2002)
RR
Minnesota(11/8/1991)
RR
New Hampshire(1/20/2005)
RR
New Jersey(1/5/1984)
RR
New Mexico(12/1/2004)
RR
New York(3/24/2023)
RR
North Carolina(3/1/2006)
RR
Ohio(3/13/1992)
RR
Oregon(7/27/1999)
RR
Pennsylvania(11/8/1981)
RR
Rhode Island(7/27/1999)
RR
South Carolina(3/7/2006)
RR
Texas(1/1/1992)
IAR
Texas(7/16/2010)
RR
Utah(4/6/2010)
RR
Vermont(11/16/2004)
RR
Virginia(9/27/1981)
RR
Wisconsin(8/17/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/16/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 41
Date: 6/11/1979
NYSE Allied Member ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 7/18/1969
Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 000
Date: 6/18/1969
General Securities Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
F04
Date: 8/17/1978
Financial Principal ExaminationPrincipal/Supervisory Exam
RR
Series 40
Date: 7/27/1978
Registered Principal ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
KB
KAHN BROTHERS ADVISORS LLC
KAHN BROTHERS ADVISORS LLC
CRD#: 144368 / SEC#: 801-14146
RIA
Registered Investment Advisory firm - (10/17/1978 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
555 Madison Ave Suite 1303, New York, NY 10022
Mailing Address
Phone number
(212) 980-5050
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 376 |
| AUM (Assets Under Management) | $ 433,967,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
