David B. Gossett
CETERA INVESTMENT ADVISERS LLC
BROOMFIELD, CO 80020
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CRD#: 2631084
Professional summary
David Burnham Gossett, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Broomfield, Colorado and CETERA WEALTH SERVICES, LLC located in Broomfield, Colorado.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Fiduciary Appointment-Trustee~'NIR'~11811 Upham Street, Suite F~Broomfield~CO~80020~7/9/2015~1hrs~1hrs~Accounting Administer trust term supervise HD Vest Rep Advisor as to objectives 2)Broomfield Industrial Center, Inc~'NIR'~11811 Upham Street, Mail Box 12~Broomfield~CO~80020~Board Position/Officer~Other~8/26/2019~1hrs~1hrs~Occasional voting of board of directors positions and attendance at an annual breakfast meeting of the general membership 3)David B. Gossett, CPA~'NIR'~11811 Upham St # F~Broomfield~CO~80020~Tax Preparation/Accounting~Tax Preparation/Accounting~7/1/1985~1hrs~1hrs~Tax Preparation, Planning, Consulting 4)From A to Z, LLC~'NIR'~11811 Upham St # F~Broomfield~CO~80020~Rental Property Owner/Management~Partner/General Partner~6/1/2003~1hrs~0hrs~Minimal Duties of Rental Property|Gossett Financial Services~'NIR'~11811 Upham St #F~Broomfield~CO~80020~Accounting/Bookkeeping (No Tax Preparation)~Owner/Sole Proprietor~9/1/2001~10hrs~5hrs~Trust Services. Serves as paid trustee, accounting, writing checks, hires investment advisors for trusts. 5)Gossett & Associates~'NIR'~11811 Upham St # F~Broomfield~CO~80020~Tax Preparation/Accounting~Owner/Sole Proprietor~7/1/2009~100hrs~100hrs~Tax Prep, Tax planning, Consulting|Clinton Prater Inheritance LLC~'NIR'~11811 Upham ST, Unit F~Broomfield~CO~80020~Accounting Services/Tax Preparation~Other~1/1/2018~2hrs~2hrs~Accounting and tax returns for family members as a managing member of the LLC 6) Clinton Prater Inheritance LLC; Managing Member of a royalty interest LLC- Mostly accounting and tax related very small interest.; Accounting Services/Tax Preparation; IR; ; 01/01/2018; 11811 Upham ST, Unit F Broomfield CO 80020; Accounting and tax returns for family members as a managing member of the LLC 7) Gossett Financial Services (2); Owner/Sole Proprietor; Accounting/Bookkeeping (No Tax Preparation); IR; 5; 09/01/2001; Broomfield CO 80020; Trust Services. Serves as paid trustee, accounting, writing checks, hires investment advisors for trusts.
CRS (Client Relationship Summary) - RIA
Click below to view David Burnham Gossett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 11811 Upham St. Ste F, Broomfield, CO 80020Office #2: 1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096RIA
CRD#: 105644
BROOMFIELD, CO
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 11811 Upham Street Suite F, Broomfield, CO 80020BD
CRD#: 13572
BROOMFIELD, CO
Past
January 1, 1999 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
BROOMFIELD, CO
Past
September 8, 1995 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BROOMFIELD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
IAR
Colorado(9/5/2025)
RR
Georgia(9/5/2025)
RR
Kansas(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Broomfield, CO 80020TRUST BUT VERIFY
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