Jason D. Kaplan

HOWARD CAPITAL MANAGEMENT GROUP

Los Angeles, CA 90025-1766

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CRD#: 2631055

Professional summary

Jason David Kaplan is a registered financial advisor currently at HOWARD CAPITAL MANAGEMENT GROUP, LLC located in Los Angeles, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jason has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason David Kaplan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2020 - Present

HOWARD CAPITAL MANAGEMENT GROUP, LLC

Office #1: 11601 Wilshire Blvd Suite 2000, Los Angeles, CA 90025-1766

RIA

CRD#: 310510

Los Angeles, CA

Past

January 28, 2010 - December 10, 2020

HOWARD CAPITAL MANAGEMENT

RIA

CRD#: 106951

LOS ANGELES, CA

Past

October 4, 2001 - December 31, 2003

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

August 30, 1999 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD CAPITAL MANAGEMENT GROUP, LLC

CRD#: 310510 / SEC#: 801-119502

RIA

Registered Investment Advisory firm - (9/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/10/2020)

IAR

Texas
(12/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1998

General Securities Representative Examination

Current Firm

HOWARD CAPITAL MANAGEMENT GROUP, LLC

CRD#: 310510 / SEC#: 801-119502

RIA

Registered Investment Advisory firm - (9/21/2020 Approved)

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Contact information

Main Address

11601 Wilshire Blvd Suite 2000, Los Angeles, CA 90025-1766

Mailing Address

Phone number

(310) 473-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOWARD CAPITAL MANAGEMENT GROUP, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,380
AUM (Assets Under Management)	$ 2,304,564,538

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason D. Kaplan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason David Kaplan's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOWARD CAPITAL MANAGEMENT GROUP, LLC

HOWARD CAPITAL MANAGEMENT

QUASAR DISTRIBUTORS, LLC

FIRST FUND DISTRIBUTORS, INC.

Primary Firm SEC Registration

HOWARD CAPITAL MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2010

Series 63

Date: 10/20/1998

Series 7

Date: 12/17/1998

Current Firm

HOWARD CAPITAL MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOWARD CAPITAL MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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