Anthony E. Mauriello
Professional summary
Anthony Edward Mauriello, who also goes by Anthony E Mauriello, is a registered financial professional currently at FUTU CLEARING INC located in Jersey City, New Jersey.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2005. Anthony has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Edward Mauriello's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2024 - Present
FUTU CLEARING INC
Office #1: 185 Hudson St - 5 Harborside Ste. 2602, Jersey City, NJ 07311March 16, 2018 - July 13, 2023
BNP PARIBAS SECURITIES CORP.
August 19, 2008 - July 19, 2018
BNP PARIBAS PRIME BROKERAGE, INC.
February 4, 2005 - October 1, 2008
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
