Sean M. Murphy

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Dallas, TX

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CRD#: 2630916

Professional summary

Sean Michael Murphy, who also goes by Sean Michael Murphy, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Dallas, Texas and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Sean has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Michael Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Team Enterprises, 1 West Las Olas Blvd., Ft. Lauderdale, FL 33301. Non-investment related. Represents liquor brands on Dallas Mavaricks/Dallas Star games. My role is to take care of VIP customers. I devote 20-30 hours per week. (2) MedAx Capital LLC is a DBA to conduct broker-dealer and RIA business through Alexander Capital, L.P. and Alexander Capital Wealth Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2025 - Present

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RIA

CRD#: 157714

Dallas, TX

Current

January 22, 2025 - Present

ALEXANDER CAPITAL, L.P.

Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701

CRD#: 40077

Red Bank, NJ

Past

June 24, 2021 - December 31, 2022

AXCESS GLOBAL INVESTMENTS LLC

RIA

CRD#: 311401

DALLAS, TX

Past

November 20, 2020 - January 27, 2025

MD GLOBAL PARTNERS, LLC

CRD#: 140988

NEW YORK, NY

Past

June 28, 2018 - December 14, 2020

MAXIM FINANCIAL ADVISORS LLC

RIA

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA

Registered Investment Advisory firm - (4/30/2018 Approved)

Arkansas

Registered Investment Advisory firm - (5/15/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (6/20/2018 Terminated)

New York

Registered Investment Advisory firm - (5/15/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2018 Terminated)

Washington

Registered Investment Advisory firm - (5/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/23/2025)

Florida
(1/24/2025)

Georgia
(1/24/2025)

Illinois
(1/24/2025)

Iowa
(1/23/2025)

Michigan
(1/27/2025)

New Jersey
(1/24/2025)

New York
(1/26/2025)

North Carolina
(1/27/2025)

Pennsylvania
(1/23/2025)

South Carolina
(1/30/2025)

IAR

Texas
(1/13/2025)

Texas
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/2014

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA

Registered Investment Advisory firm - (4/30/2018 Approved)

Arkansas

Registered Investment Advisory firm - (5/15/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (6/20/2018 Terminated)

New York

Registered Investment Advisory firm - (5/15/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2018 Terminated)

Washington

Registered Investment Advisory firm - (5/22/2018 Terminated)

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Contact information

Main Address

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701

Mailing Address

Phone number

(212) 687-5650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALEXANDER CAPITAL WEALTH MANAGEMENT, LLC FIRM BROCHURE (3/11/2025)

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC APPENDIX 1 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	999
AUM (Assets Under Management)	$ 212,106,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sean M. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALEXANDER CAPITAL, L.P.

AXCESS GLOBAL INVESTMENTS LLC

MD GLOBAL PARTNERS, LLC

MAXIM FINANCIAL ADVISORS LLC

MAXIM GROUP LLC

NEWBRIDGE SECURITIES CORPORATION

MAXIM GROUP LLC

COMMERCE ONE FINANCIAL INC.

EASTBROOK CAPITAL GROUP LLC

TRADE.COM ONLINE SECURITIES, INC.

FIRST SECURITY INVESTMENTS, INC.

NORTHEAST SECURITIES, LLC

NICHOLS, SAFINA, LERNER & CO. INC.

Primary Firm SEC Registration

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2017

Series 63

Date: 9/20/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/11/1995

Series 24

Date: 12/19/2014

FINRA

Nasdaq Stock Market

Current Firm

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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