Todd D. Aitken
Professional summary
Todd David Aitken is a registered financial professional currently at TRIDENT PARTNERS LTD. located in Holbrook, New York.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1995. Todd has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 26, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd David Aitken's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2015 - Present
TRIDENT PARTNERS LTD.
Office #1: 321 Dante Court Suite A2, Holbrook, NY 11741April 28, 2010 - September 16, 2015
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
June 15, 2007 - May 21, 2010
AMERICAN CAPITAL PARTNERS, LLC
August 19, 2002 - June 22, 2007
GUNNALLEN FINANCIAL, INC
May 11, 2001 - August 20, 2002
FIRST MONTAUK SECURITIES CORP.
December 4, 2000 - May 1, 2001
J.P. TURNER & COMPANY, L.L.C.
May 15, 2000 - November 21, 2000
CHASE INVESTMENT SERVICES CORP.
September 14, 1995 - May 23, 2000
CONTINENTAL BROKER-DEALER CORP.
July 20, 1995 - August 30, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2017)
(5/16/2017)
(9/9/2015)
(10/13/2015)
(10/28/2015)
(9/21/2015)
(7/5/2017)
(10/21/2015)
(9/9/2015)
(10/29/2015)
(10/29/2015)
(9/15/2017)
(9/9/2015)
(9/9/2015)
(9/17/2015)
(9/9/2015)
(2/10/2021)
(9/24/2015)
(9/9/2015)
(9/28/2015)
(9/9/2015)
(9/9/2015)
(9/29/2015)
(10/8/2015)
(9/9/2015)
(10/29/2015)
(6/9/2017)
(9/28/2015)
(9/9/2015)
(9/29/2015)
(9/9/2015)
(9/9/2015)
(9/9/2015)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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