Darren B. Hirsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Brett Hirsch was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 1995. Darren had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2004 - September 2, 2014
TITUS ROCKEFELLER, LLC
March 3, 2003 - June 26, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
May 17, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
June 8, 1998 - November 9, 2000
FIRST NEW YORK SECURITIES L.L.C.
August 6, 1996 - October 18, 1996
BLUESTONE CAPITAL CORP.
June 11, 1996 - August 16, 1996
PARKER BROMLEY LTD.
August 1, 1995 - January 12, 1996
RICKEL & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
TITUS ROCKEFELLER, LLC
CRD#: 43608 / SEC#: , 8-50333
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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