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Darren Brett Hirsch

CRD# 2630823·Registered 1995 - 2014
Previously Registered: Being a previously registered professional could mean that Darren is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darren Brett Hirsch was a registered financial advisor. Darren was a previously registered financial professional and started their career in finance 1995 - 2014. Darren had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

TITUS ROCKEFELLER, LLC·CRD# 43608
BD
Westport, CT
June 2, 2004 - September 2, 2014
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Bolingbrook, IL
March 3, 2003 - June 26, 2003
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
May 17, 2001 - March 3, 2003
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
June 8, 1998 - November 9, 2000
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
August 6, 1996 - October 18, 1996
PARKER BROMLEY LTD.·CRD# 39674
BD
Garden City, NY
June 11, 1996 - August 16, 1996
RICKEL & ASSOCIATES, INC.·CRD# 7839
BD
New York, NY
August 1, 1995 - January 12, 1996

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Current Firm

TR
TITUS ROCKEFELLER, LLC

ROCKEFELLER CAPITAL PARTNERS, LLC | TR CAPITAL GROUP, LLC | TITUS ROCKEFELLER, LLC

CRD#: 43608 / SEC#: 8-50333
BD
Cancelled by SEC on 06/14/2022

Contact Information

Established

Connecticut since 07/01/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
STOYECK, RICHARD CHRISTOPHERCCO, AMLCO, MANAGING DIRECTOR, GSP, MEMBER, MSRB PRINCIPAL, FINOP (07/2011)842122
STOYECK, KATHRYN EMILYSHAREHOLDER7058090

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1995About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 1999

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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