Richard Christopher Stoyeck
Professional Summary
Richard Christopher Stoyeck, who also goes by Richard Christopher, Richard C Stoyeck, Richard Christophe Stoyeck, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1977 - 2011. Richard had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 28, Series 27, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard Christopher, Richard C Stoyeck, Richard Christophe Stoyeck
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
GRANT BETTINGEN, INC. | NEWPORT COAST SECURITIES, INC. | NEWPORT COAST SECURITIES | NEWPORT COAST ASSET MANAGEMENT
Contact Information
Main Address
1720 Garry Ave. #108, Santa Ana, CA 92705Established
California since 03/06/1985Firm Type
CorporationFiscal Year End
DecemberDirect owners and executive officers
Disclosures
Regulatory Event
12Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2011About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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