Gene F. Goldman
Professional summary
Gene Fitzgerald Goldman, who also goes by Gene F Goldman, is a registered financial advisor currently at CETERA INVESTMENT MANAGEMENT LLC located in El Segundo, California and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gene has worked at 6 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gene Fitzgerald Goldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2015 - Present
CETERA INVESTMENT MANAGEMENT LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245September 2, 2011 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245September 21, 2011 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245September 21, 2011 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245March 20, 1996 - August 19, 2011
LPL FINANCIAL LLC
July 26, 1995 - February 8, 1996
IFMG SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT MANAGEMENT LLC
CRD#: 165436 / SEC#: 801-77403
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2011)
(7/10/2015)
Exams
FINRA
Current Firm
CETERA INVESTMENT MANAGEMENT LLC
CRD#: 165436 / SEC#: 801-77403
Contact information
SEC notice filing (2 States and Territories)
Documents
Red Flags
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