Jeffrey L. Brown
Professional summary
Jeffrey Leroy Brown, CFP®, who also goes by Jeff Brown, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Washington, District Of Columbia and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Leroy Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2015 - Present
MISSIONSQUARE RETIREMENT
Office #1: 777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240April 21, 2015 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240March 4, 2014 - September 5, 2014
EAGLE STRATEGIES LLC
August 2, 2013 - September 5, 2014
NYLIFE SECURITIES LLC
November 2, 2007 - March 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 2007 - March 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 2006 - November 15, 2007
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - November 15, 2007
CITIGROUP GLOBAL MARKETS INC.
June 15, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
May 31, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
September 30, 1996 - August 8, 2001
T. ROWE PRICE INVESTMENT SERVICES, INC.
September 8, 1995 - November 21, 1995
DMG SECURITIES, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2018)
(6/18/2020)
(4/21/2015)
(8/11/2016)
(4/10/2018)
(6/18/2020)
(4/21/2015)
(4/21/2015)
(4/21/2015)
(7/27/2016)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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