Valerie S. Smithey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valerie S Smithey, who also goes by Valerie Sue Jensen, Valerie Sue Phillips, Valerie Sue Smithey, was a registered financial professional .
Valerie is a previously registered financial professional and started their career in finance in 1996. Valerie had worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 10, Series 26, Series 9, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2018 - June 3, 2025
FINTRUST BROKERAGE SERVICES, LLC
January 12, 2010 - January 29, 2018
SILVER OAK SECURITIES, INCORPORATED
January 29, 2008 - October 15, 2024
FINTRUST CAPITAL ADVISORS, LLC
September 20, 2006 - March 10, 2008
AMERICAN SECURITIES GROUP, INC.
April 7, 2006 - May 23, 2006
AMERICAN SECURITIES GROUP, INC.
March 10, 2006 - November 12, 2009
AMERICAN SECURITIES GROUP, INC.
February 8, 2006 - March 7, 2006
SUMMIT BROKERAGE SERVICES, INC.
May 31, 2005 - January 19, 2006
EDWARD JONES
January 28, 2003 - May 31, 2005
AVALON RESEARCH GROUP, INC.
December 5, 2000 - January 24, 2003
TRADESTATION SECURITIES, INC.
October 4, 1996 - December 1, 2000
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 10/23/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FINTRUST BROKERAGE SERVICES, LLC
CRD#: 41608 / SEC#: , 8-49514
Contact information
Documents
Red Flags
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